Legal and Compliance Useful Documents

Comparison of Arbitration Rules

Comparison of Arbitration Rules

FCA Pricing Practices and Fair Value

LMA Guidance on Pricing Practices 2 V2.1

Data Protection

GDPR CFA Market model agreements (5 March 2018)

GDPR and Criminal Finances Act 2017 - Model Agreements

GDPR Guidance for Underwriters (July 2017)

GDPR Presentation (25 May 2018)

GDPR Presentation (28 September 2017)

Financial Crime

Sanctions Guidance/Russia (05 May 2022)

Insurance Act 

Insurance Act 2015 Guidance

Insurance Act Model Clauses – March 2016

Insurance Act Model Clauses – October 2016

SM & CR 

Senior Managers & Certification Regime guidance

LMA Guidance: Senior Insurance Managers Regime

Delegated Authorities and Outsourcing 

FCA Thematic Review on Delegated Authority - LMA Summary

Outsourcing - Application of FSA and Solvency II Requirements to Market Agreements

Conduct/Consumer Business

LMA Guidance - FCA Value Measures Reporting

IDD Guidance for UK Coverholders

Renewals Transparency (FCA PS16/21)

Consumer Wordings Guidance 

TOBAs and Client Money

Amendments to the Model Non Risk Transfer Terms of Business Agreement 2011 and Model Risk Transfer TOBA Endorsement

Ireland - Handling Client Money

Competition

Subscription Underwriting Guidance

LMA Competition Law Guidance

Broker Remuneration

2011 Broker Remuneration Advice

Joint Broker Remuneration Guidance

Other 

Joint LMA IUA Letter to the FCA on roles and responsibilities

Recent US Challenges to International Arbitration 19 June 2024

Modern Slavery Act

Eurozone: Joint LMA and Clyde & Co Guidance

RMAR - LMA Guidance Note

Comparison of Arbitration Rules

International Data Transfers – Are Your Contracts Ready?