Legal and Compliance Useful Documents

Comparison of Arbitration Rules

Comparison of Arbitration Rules

FCA Pricing Practices and Fair Value

LMA Guidance on Pricing Practices 2 V2.1

Data Protection

GDPR CFA Market model agreements (5 March 2018)

GDPR and Criminal Finances Act 2017 - Model Agreements

GDPR Guidance for Underwriters (July 2017)

GDPR Presentation (25 May 2018)

GDPR Presentation (28 September 2017)

Financial Crime

Sanctions Guidance/Russia (05 May 2022)

Insurance Act 

Insurance Act 2015 Guidance

Insurance Act Model Clauses – March 2016

Insurance Act Model Clauses – October 2016

SM & CR 

Senior Managers & Certification Regime guidance

LMA Guidance: Senior Insurance Managers Regime

Delegated Authorities and Outsourcing 

FCA Thematic Review on Delegated Authority - LMA Summary

Outsourcing - Application of FSA and Solvency II Requirements to Market Agreements

Conduct/Consumer Business

LMA Guidance - FCA Value Measures Reporting

IDD Guidance for UK Coverholders

Renewals Transparency (FCA PS16/21)

Consumer Wordings Guidance 

TOBAs and Client Money

Amendments to the Model Non Risk Transfer Terms of Business Agreement 2011 and Model Risk Transfer TOBA Endorsement

Ireland - Handling Client Money

Competition

Subscription Underwriting Guidance

LMA Competition Law Guidance

Broker Remuneration

2011 Broker Remuneration Advice

Joint Broker Remuneration Guidance

Other 

Modern Slavery Act

Eurozone: Joint LMA and Clyde & Co Guidance

RMAR - LMA Guidance Note

Comparison of Arbitration Rules

International Data Transfers – Are Your Contracts Ready?