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Introduction to Regulation in the Lloyd's Market Foundation Programme

26 September - 31 October 2019


This programme is aimed at compliance staff who have up to two years’ experience and for underwriting and claims staff with up to five years’ experience. The course content will assume a basic knowledge of Lloyd’s and the regulatory regimes that impact it.


Date: 26 September - 31 October 2019
Programme: Six half-day modules, from 09.00 - 13.00
Location: LMA Presentation Room, Gallery 4, Lloyd’s, London EC3M 7DQ
Fee: £1,500 + VAT

Download the programme brochure for more information


This programme is designed to demonstrate how to operate within a compliance framework in order to manage regulatory risk effectively within a risk appetite set by the board. You will follow the life cycle of a risk and learn how to consider proportionality in compliance with regulation, by applying effective controls and monitoring. Compliance can be viewed as the concern solely of the compliance department when, in fact, it is the responsibility of all staff.

Too often, regulation is seen as an inhibitor when it can actually enhance the business. This programme will help attendees to discover how they can personally make an effective contribution to their managing agency and the Lloyd’s market, through the use of practical compliance advice.

The programme is intended to be interactive by using case studies from real business issues that have previously arisen in the market. Some of the sessions will have a guest speaker to develop the topic and provide a different viewpoint, utilising a combination of training techniques. It will be structured to allow time for group discussions to share best practice. The course will demonstrate how compliance interacts with other departments in a Lloyd’s managing agent.

Delegates can expect to:

  • gain an understanding of regulatory matters and the three lines of defence so that they are able to contribute more to their teams
  • learn problem solving techniques
  • understand the expected standards for record keeping.


John Moffatt from Proportionate Advice Ltd has 35 years’ experience in the Lloyd’s market, operating in senior executive compliance roles. He will work with the delegates throughout the programme.


There are 20 places available on this programme. Spaces will be allocated on a first-come, first-served basis, with one place per managing agent (unless further spaces are available once the deadline has passed).

The application process for 2019 has now closed.


This programme qualifies for 21 CPD hours.

Apply now

The application process for 2019 has now closed,

Contact us

Lauren Corbett
Senior Executive, LMA Academy